Ch 8: ARBITRATION UNDER INVESTOR'S GRIEVANCES REDRESSAL MECHANISM OF STOCK EXCHANGES — Study Material & Test Yourself

1(a): Investor Grievance Redressal Mechanism

5 Marks

With reference to the latest Institute Study Material curriculum for Arbitration, Mediation & Conciliation (CS Professional), critically examine the foundational principles, core concepts, and operational framework of 'Investor Grievance Redressal Mechanism'. Elucidate: (i) the primary statutory / regulatory basis; (ii) standard operating procedure and compliance requirements; and (iii) illustrative examples demonstrating practical application.

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1(b): Regulatory Actions

5 Marks

Review the self-assessment and practical guidelines provided in the study material concerning 'Regulatory Actions' under Arbitration, Mediation & Conciliation (CS Professional). Detail: (i) the substantive criteria and legal thresholds; (ii) the computational methodology and accounting/statutory adjustments; and (iii) the prescribed disclosures in statutory reporting.

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2(a): SCORES 2.0 New Technology to strengthen SEBI Complaint Redressal System for Investors

5 Marks

Based on the curriculum learning objectives of Arbitration, Mediation & Conciliation (CS Professional), analyze the statutory implications of 'SCORES 2.0 New Technology to strengthen SEBI Complaint Redressal System for Investors'. Specifically discuss: (i) governing legislative sections, rules, or standards; (ii) rights, liabilities, and duties of concerned parties; and (iii) penal consequences or regulatory remedies in case of default.

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2(b): Proceedings under the Mechanism AND PROCEDURE

5 Marks

Explain the analytical framework governing 'Proceedings under the Mechanism AND PROCEDURE' as elucidated in the study material of Arbitration, Mediation & Conciliation (CS Professional). Your answer must address: (i) key definitions and scope; (ii) statutory exceptions or safe harbor provisions; and (iii) best practice compliance measures.

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3(a): Master Circular for Online Resolution of Disputes in the Indian Securities Market updated as

5 Marks

With reference to the latest Institute Study Material curriculum for Arbitration, Mediation & Conciliation (CS Professional), critically examine the foundational principles, core concepts, and operational framework of 'Master Circular for Online Resolution of Disputes in the Indian Securities Market updated as'. Elucidate: (i) the primary statutory / regulatory basis; (ii) standard operating procedure and compliance requirements; and (iii) illustrative examples demonstrating practical application.

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3(b): on December 20,

5 Marks

Review the self-assessment and practical guidelines provided in the study material concerning 'on December 20,' under Arbitration, Mediation & Conciliation (CS Professional). Detail: (i) the substantive criteria and legal thresholds; (ii) the computational methodology and accounting/statutory adjustments; and (iii) the prescribed disclosures in statutory reporting.

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