Ch 18: SECURITY ANALYSIS — Previous Year Exam Questions (PYQ)

1(a): Technical Analysis and Efficient Market Hypothesis

5 Marks

ABC. Ltd. has a risk free asset yielding 0.02. During this period expected return of 0.09 and a standard deviation of 0.04 are based on past data of the market portfolio. The risk premium 0.07 is considered to be constant throughout the period. A security has a coefficient of correlation with market portfolio of 0.75 and standard deviation is 0.08. The expected standard deviation of market portfolio is now 0.04. On the basis of the given data, find out :

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1(b): Measuring of Systematic and Unsystematic Risk

5 Marks

XYZ Enterprises Private Limited is undergoing strategic restructuring and operational expansion. The Board of Directors is evaluating the statutory compliances and regulatory mandates governing 'Measuring of Systematic and Unsystematic Risk' pursuant to the provisions of the Companies Act, 2013 and applicable MCA Rules. Referring to the relevant legal provisions, examine the essential pre-requisites, approving authority, and mandatory e-filing compliances required to implement the proposal. State the legal consequences in case of default.

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2(a): Measuring of Systematic and Unsystematic Risk

5 Marks

With reference to the statutory framework governing 'Measuring of Systematic and Unsystematic Risk' under Corporate Accounting & Financial Management (CS Executive), critically examine the substantive legal provisions, scope, and applicability thresholds. Specifically elucidate: (i) the governing statutory sections/rules/standards; (ii) eligibility conditions, numerical limits, and compliance parameters; and (iii) consequences of non-compliance or procedural default.

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2(b): Fundamental Analysis (Economic, Industry and Company)

5 Marks

An entity / assessee is subject to statutory and regulatory obligations concerning 'Fundamental Analysis (Economic, Industry and Company)' under Corporate Accounting & Financial Management (CS Executive). Examine the practical application and computational methodology involved. Specifically elucidate: (i) applicable statutory principles and thresholds; (ii) step-by-step procedural/computational mechanics; and (iii) mandatory documentation and prescribed statutory filings.

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3(a): Technical Analysis and Efficient Market Hypothesis

5 Marks

Critically evaluate the compliance architecture, reporting mandates, and statutory time limits governing 'Technical Analysis and Efficient Market Hypothesis' under Corporate Accounting & Financial Management (CS Executive). Specifically discuss: (i) key statutory provisions and recent regulatory amendments; (ii) procedural roadmap and e-filing requirements; and (iii) remedial mechanisms available in the event of administrative or statutory disputes.

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3(b): Measuring of Systematic and Unsystematic Risk

5 Marks

As a qualified professional consultant, provide a comprehensive advisory analysis on 'Measuring of Systematic and Unsystematic Risk' under Corporate Accounting & Financial Management (CS Executive). Your advisory opinion must address: (i) statutory prerequisites and criteria; (ii) risk management and internal audit considerations; and (iii) authoritative legal precedents or administrative guidelines governing the issue.

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